Risk Management Solutions                                                                                                            CLIENT LOGIN

Protecting You, Your Business & Your Family - EVERY MOVE MATTERS!

 
 

Monthly Compliance and Financial Support & Maintenance Programs


Compliance & Risk Management:

Services

Silver

Gold

Platinum

Initial Review with a Compliance Expert

X

X

X

Access to the in-house compliance vault

X

X

X

Monthly compliance checklists

X

X

X

Unlimited compliance questions answered via email

X

X

X

Unlimited compliance questions answered via phone

 

X

X

Basic Filing Documents

 

X

X

Annual Registration Renewal Assistance

 

X

X

Registration of New Representatives

 

 

X

Quarterly Registration Monitoring

 

 

X

Annual Review with a Compliance Expert

 

 

X

Unlimited Review of Filing Documents

 

 

X

Unlimited Review of Client Marketing Material

 

 

X

Price per month

$99

$149

$250

  Note:  the above is currently only available to broker dealers and registered investment advisors.

Financial Excellence:

 Service Deliverables

My Bookkeeper

My Accountant

My Controller

Initial review with a financial expert

X

X

X

Monthly financial checklists & calendars

X

X

X

Software specialist review and system implementation (*)

X

X

X

Unlimited financial questions answered via email

X

X

X

Accounts payable, accounts receivables, banking & payroll maintained (varies on client specific needs) (**)

X

X

X

Expanded A La Carte Services (***)

 

X

X

Bank account reconciliations

 

X

X

Credit account reconciliations

 

X

X

Financial statement preparation

 

Basic

Full

Financial statements basis of presentation

 

Cash

Accrual

Business scorecard creation including budgeting, forecasting

 

 

X

Key-Performance-Indicator dashboard creation and maintenance

 

 

X

Unlimited financial questions answered via phone

 

 

X

Meets with/regularly communicates with in-house accounting personnel, outside vendors

 

 

X

Manages independent reviews, compilations or audits

 

 

X

Manages tax matters, compliance, return preparation and filing

 

 

X

Price Ranges Per Month

$99

$250

$500 and Up

 (*) The accounting software specialist ensures that a client’s accounting data file is setup correctly to fit their business model and to provide the reporting functionality the business requires.  For total efficiency we prefer clients to utilize Ouickbooks or Quickbooks Enterprise solutions.  However, we can support other packages as well.

 (**)  Pricing may vary based on client specific needs:

 Accounts Payable Management & Banking

  • Record vendor bills
  • Record vendor, debit card, PayPal & electronic payments
  • Reconcile vendor statements
  • Accounts Payable Aging Report

 Accounts Receivable Management

  • Create sales invoices/Import sales invoices
  • Email/ Mail customer invoices
  • Mail monthly customer statements
  • Apply Finance Charges
  • Sales Commissions
  • Accounts Receivable Aging Report

 Payroll Management

  • Record Payroll / Payroll Taxes / Payroll Fees
  • Employee Activity
  • Create Employee Records
  • Update Employees Records
  • Commission calculation if applicable
  • PTO
  • Track Employee Advances

 Sales & Use Tax Returns

  • Sales Tax Tracked Within QuickBooks
  • Maintain up-to-date sales tax rates
  • Quarterly Return
  • Multiple Filing Jurisdictions (State, County and Cities)
  • Prepare and file Sales Tax returns

 (***) Expanded A La Carte Services:

  • Foreign Banking Management
  • Purchase Orders Management
  • Sales Orders
  • Prepaid Expense Management
  • Accrued Expense Management
  • Deferred Revenue Management
  • Fixed Asset Management
  • Inventory Management
  • Class Tracking
  • Work In Process (WIP)
  • Job Costing


 
 

Access Our Tools and Technology Library